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di T. A. St. Lorant, L. Henderson, Ph. G. Zimbardo |
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INTRODUCTION
Shyness has long been
described as a character trait, an attitude, or a state of inhibition
[Lewinsky, 1941]. Researchers investigating shyness have attempted to
develop operational definitions of this hurnan experience. For
example, shyness has been defined as discomfort, inhibition, and
awkwardness in social situations, particularly in situations with
unfarniliar people [Buss, 1985], or as a "tendency to avoid social
interaction and to fail to participate appropriately in social
situations" (Pilkonis, 1977a, p 585]. The experience of moderately shy
individuals has been described as "a reluctance to approach people or
enter situations where they cannot readily shrink from the notice of
others" [Zimbardo et al., 1974, p 70]. Chronic shyness has been
defined as a fear of negative evaluation accompanied by emotional
distress or inhibition that interferes significantly with
participation in desired activities and with the pursuit of personal
and professional goals [Henderson, 1994]. In studies of childhood
shyness, shyness was defined as timid and withdrawn behavior when
exposed to new people [Plomin and Daniels, 1986].
Various domains of
difficulty have also been identified to further describe the condition
of shyness. Buss [1980], for example, classified two domains: fearful
shy individuals versus self-conscious shy individuals. Pilkonis
[1977a,b] distinguished the privately shy from the publicly shy.
Zimbardo [1977] classified shyness into three subgroups: individuals
who did not seek social interaction and preferred to be alone;
individuals who were reluctant to approach others, were socially
unskilled, and had low self-confidence; and individuals who were
concerned about violating social rules and others' expectations.
The definitions of
shyness overlap with components described in social phobia, including
fear of negative evaluation, interference with functioning, and
mal-adaptive thinking patterns. The relationship between these two
syndromes has received little attention. Preliminary comparisons
involved reports of the prevalence rates for each condition. In the
original research with normative samples, Zimbardo et al. [1974]
reported that 40% (± 3) individuals considered themselves to be shy.
Since that time, that percentage has increased to nearly 50% (48.7% ±
2) [Carducci and Zimbardo, 1995]. In contrast, the occurrence rate of
social phobia is approximately 3% of the general population [American
Psychiatric Association, 1987, 1994], with a lifetime prevalence of
12% [Kessler et al, 1994].
Some authors have
viewed shyness as a more heterogeneous phenomenon due to the various
subgroups or differing domains of social difficulty that have been
identified [i.e, Buss, 1985]. Shyness has also been described as a
sub-clinical condition representing a milder syndrome than social
phobia [Turner et al., 1990]. Finally, childhood shyness has been
suggested as a possible developmental precursor to social phobia [Stemberger
et al., 1995).
Comparing shyness
and social phobia has been difficult, due partly to the fact that
shyness is considered a personality trait in normal individuals.
Furthermore, shyness is not only a construct used by researchers who
study personality psychology, but it is also a word used in common
parlance by ordinary people. In contrast, social phobia is a label
developed to categorize individuals in treatment for clinically
significant disorders [APA, 1987, 1994].
Consequently, the
number of individuals who label themselves as shy is much larger, and
the characteristics of these individuals much more variable, than the
characteristics of individuals who seek treatment for chronic,
debilitating shyness. Characteristics of the chronically shy in
treatment have not been well documented, in contrast to the
characteristics of clinically diagnosed social phobics treated in
anxiety disorders clinics.
In order to
determine and describe the clinical profile of the chronically shy, we
are studying the characteristics of our Shyness Clinic population. In
this study, we describe the clinical profile of treatment-seeking,
chronically shy individuals. We identify the coexistence of Axis I and
II disorders and compare our findings with findings reported in
previous comorbidity research with samples of social phobics.
METHODS
Data included in
this study were culled from the records of 114 consecutively evaluated
individuals seeking treatment at The Palo Alto Shyness Clinic between
1991 and 1997. Upon presentation, patients were interviewed by an
experienced clinician using the Anxiety Disorders Interview
Schedule-Revised [ADIS-R; Di Nardo and Barlow, 1988] or ADIS-IV [Di
Nardo et al, 1994] to assess for the presence of social phobia and
other DSM diagnoses. Patients presenting to the clinic between 1991
and 1992 were administered the social phobia and substance abuse
sections of the ADIS only (22 patients), and were given the diagnosis
of either social phobia and/or substance abuse if criteria were met.
Patients presenting to the clinic after 1992 were evaluated based on
all sections of the ADIS and were assigned all diagnoses for which
patients met criteria.
Two additional
diagnostic instruments, the MMPI [Butcher, 1989; Greene, 1991] and the
MCMI [Millon, 1983], were used in conjunction with the structured
interview. While the MMPI was used from the outset, the MCMI was added
to the evaluation in 1993, resulting in 82 patients who were assessed
with this instrument. All patients completed self-report measures of
anxiety and depression at the time of their structured interview.
These scales included the Beck Depression Inventory [Beck et al.,
1961], the State-Trait Anxiety Inventory (Spielberger et al., 1970],
the Coopersmith Self-Esteem Inventory [Coopersmith, 1959], the
Personal Feelings Questionnaire-Revised [Harder and Zalma, 1990], the
Revised Check and Buss Shyness Scale [Check, 1983] and the Stanford
Shyness Survey [Zimbardo et al., 1974].
The sample included
69 men (61%) and 45 women (39%) with a mean age of 35 ± 9.9 years
(ranging from 16 to 65 years). Demographic data for this sample are
presented in Table 1.
RESULTS
One hundred eleven
of the 114 (97%) patients evaluated with the ADIS were assigned a
diagnosis of generalized social phobia and 3 patients (3%) were
assigned a diagnosis of non-generalized social phobia (see Table 2).
Sixty-five patients (57%) met criteria for a second Axis I diagnosis.
The most relevant additional disorders were dysthymia 33 (35%),
generalized anxiety disorder 31 (33%), and specific phobia 19 (20%).
Major depressive disorder and current substance abuse were reported
infrequently, 7 (7%) and 5 (4%), respectively. Scores from the self
report-measures are listed in Table 3. Responses to The Stanford
Shyness Survey indicated that each of the 114 patients (100%) labeled
themselves a shy person.
The suggested
frequency of Axis I and Axis II disorders differed between the MCMI
and MMPI. These data are presented in Tables 4 and 5. According to the
MCMI (n = 82), 33 patients (40%) met criteria for at least one
additional Axis I disorder. Of these patients, 29 (35%) met criteria
for dysthymia, and 13 (16%) for generalized anxiety disorder. Several
of these patients met criteria for both. Seventy-seven patients (94%)
met criteria for at lest one Axis II disorder. The most common
personality disorders were avoidant (55 patients; 67%), schizoid (29
patients, 35%), and dependent (19 patients; 23%). Less common
personality disorders were passive aggressive (9 patients; 11%),
schizotypal (7 patients; 9%), and obsessive compulsive (6 patients;
7%).
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TABLE 1
DEMOGRAPHIC PROFILE OF CHRONICALLY SHY PATIENTS
N=114
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Results of the MMPI (n = 107) revealed
that 60 patients (56%) were given at least one Axis I diagnosis.
Anxiety disorder (34 patients; 32%) was the most common, followed by
mood disorder (33 patients; 31%), of which dysthymia (30 patients;
28%) was most frequent. Substance abuse (9 patients; 8%) and
schizophrenia (8 patients; 7%) were also suggested. Sixty patients
(56%) also met criteria for an Axis II personality disorder. According
to the MMPI, the most common Axis II disorder was dependent
personality disorder (26 patients; 24%), followed by compulsive (22
patients; 21%), passive aggressive (16 patients; 15%), and schizoid
(11 patients; 10%) personality disorders.
DISCUSSION
At first glance, our sample may appear
to reflect a group of patients with social phobia very like those
found in anxiety disorders clinics. They key features of social
phobia, such as excessive worry, distress, avoidance, and inhibition,
seem to be similarly represented in our sample of patients. The social
phobia severity ratings of patients (M = 6.2) were consistent with
those found in patients diagnosed with generalized social phobia in
anxiety disorders clinics [Bruch and Heimberg, 1994; Heimberg et al.,
1990]. Similar to previous comorbidity studies of social phobia where
the ADIS and the ADIS-R where used, a large proportion of our patients
received a second Axis I diagnosis (57%, ADIS; 40% MCMI; 56% MMPI).
Proportions ranged from 43% to 67% in earlier studies [Barlow et al.,
1986; Sanderson et al., 1990; Turner et al., 1991]. However, our ADIS
percentages were likely underes-timates because only the social phobia
and substance abuse sections were recorded before 1993.
While the rates of additional diagnoses
in this sample were comparable, an examination of the frequencies of
certain types of additional diagnoses re-vealed dissimilarities. For
example, in clinical studies of patients with social phobia, the more
prevalent comorbid disorders included higher rates of simple phobia,
obsessive-compulsive disorder, and panic disorder with agoraphobia
[Barlow et al., 1986; Sanderson et al., 1990]. Agoraphobia was
diagnosed in a third of the cases in one study [Solyom et al., 1986].
Additionally, high lifetime rates of major depression have been found
in samples of social phobics [Stein et al., 1990; Van Ameringen et
al., 1991], as well as alcohol abuse [Schneier et al., 1989; Van
Ameringen et al-, 1991].
In contrast, the distribution of additional diagnoses in our sample
showed a different pattern.
No patient received a diagnosis of
panic disorder with or without agoraphobia. Additionally, we found low
rates of major depression and alcohol abuse/dependence [Bruch et al.,
1992], The most frequent comorbid disorder in our sample was
dysthyinia, occurring more frequently than in other samples of social
phobics. Generalized anxiety disorder aìso co-occurred more frequently
than in samples from anxiety disorders clinics.
The differences in the
distribution of additional diagnoses may be
because the Shvness Clinic is known to focus
primarily on chronic shyness, so that symptoms similar in severity may
be more ego-syntonic due to their chronicity or longevity. On the
other hand, social phobics presenting to anxiety disorders clinics may
seek treatment because of other primary diagnoses. For example, panic
attacks may lead to social phobia, simply because panic
symptoms are socially disruptive and draw unwanted attention to the
self.
The prevalence of
Axis II diagnoses in the vast majority of our patients suggests that
symptoms are ego-syntonic due to chronicity of shyness, with 56%
receiving at least one diagnosis according to the MMPI and 94%
according to the MCMI. While the MMPI-derived rate in this study is
comparable to the prevalence rates reported in studies or social
phobia Qansen et al., 1994; Sanderson et al., 1994], the rate
according to the MCMI is higher, with almost all of our patients
meeting criteria for at least one personality disorder according to the
MCMI. Brooks et al. [1996] used the MCMI to assess 19 social phobic
subjects and reported just 63% receiving one or more personality
disorder diagnoses. Onlv the sample of Emmanuel et al. [1993] with the
SCID-II is comparable to ours, with 77% of a sample of 44 social
phobics meeting criteria for one or more. |
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Caratteristiche |
N |
%
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Sesso F |
45 |
39,5 |
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M |
69 |
60,5 |
|
Età 16-29 |
34 |
29,8 |
|
30-44 |
61 |
53,5 |
|
45-64 |
18 |
15,8 |
|
65> |
1 |
0.9 |
|
Età media |
35,3
±9,9 |
Stato civile
Mai sposato/a |
85 |
74,6 |
|
Sposato/a |
15 |
13,2 |
|
Separato/a |
3 |
2,6 |
|
Divorziato/a |
9 |
7,9 |
|
Vedovo/a |
2 |
1,8 |
Scolarità
Elementare |
3 |
2,6 |
|
Medie |
38 |
33,3 |
|
Diploma |
32 |
28,1 |
|
Università |
41 |
36,0 |
|
Scolarità media |
16,2
±3,2 |
Occupazione
Impiegato/a |
83 |
72,8 |
|
Disoccupato |
9 |
7,9 |
|
Studente |
19 |
16,7 |
|
Casalinga/o |
3 |
2,6 |
Origine etnica
Caucasici |
97 |
85,1 |
|
Afroamericani |
2 |
1,8 |
|
Ispanici |
4 |
3,5 |
|
Asiatici |
8 |
7,0 |
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Altro |
3 |
2,6 |
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The most frequently occurring personality disorder in our sample was
avoidant. When we compare our rate with studies in which different
assessment tools were used, there is considerable variability in the
frequency of this disorder [Turner et al., 1986]. Similar rates were
reported in several studies using structured interviews with social
phobia patients [Alnaes and Torgersen, 1988; Emmanuel et al, 1993;
Herbert et al., 1992; Schneier et al., 1991], but much lower rates
were reported as well, ranging from 22% to 37% Jansen et al., 1994;
Sanderson et al., 1994; Turner et al., 1991].
When comparing our
MCMI results with other studies in which the AICMI was used, the
incidence of avoidant personality disorder in our sample remains
consistently higher. The MCMI-derived rate reported in samples of
social phobics ranged from 32 to 37% [Brooks et al., 1996; Reich et
al., 1989; Trans and Chambless, 1995].
Our high incidence of
avoidant personality may he related to thè demographics of our
geographical area. Por example, a large number of people in the San
Francisco bay area are working in technical profes-sions that involve
solitary working habits and a degree of isolation. There is also thè
possibility that more se-verely impaired individuate seek treatment
with us because we are one of thè older shyness treatment programs.
The rate of schizoid personality disorder in
our sample was also markedty higher than the rate reported in previous
studies of social phobics. Across the social phobia samples, no
diagnoses were given for this personality disorder
in ali studies in which thè SCID-II was used [Alnaes and Torgersen,
1988; Emmanuel et al., 1993; Jansen et al., 1994; Sanderson et al.,
1994; Turner et al., 1991]. When the MCMI was used,
the reported
occurrence of schizoid personality disorder ranged from 21 to 26% (Reich
et al., 1989; Brooks et al., 1996J, lower than the percentage (35%) in
our sample diagnosed with the MCMI. |
TABLE 2.
Frequency of current axis I disorders in chronically shy patients as
measured by the
ADIS-III-R and
ADIS-lV |
|
Axis
I disorder |
n/a |
n/b |
% |
|
Generalized
social phobia |
111 |
- |
97,4 |
|
Mean severity rating
for
generalized Social phobia' |
86 |
- |
6.2 ± 1.0 |
|
Non-generalized social phobia |
3 |
- |
2,6 |
|
Dysthvmia |
- |
33 |
35,8 |
|
Generalized
anxiety disorder |
- |
31 |
33,6 |
|
Specific
phobia |
- |
19 |
20,6 |
|
Major depression |
- |
7 |
7,6 |
|
Substance abuse |
5 |
- |
4,4 |
|
Alcohol abuse |
2 |
- |
1,8 |
|
Alcohol dependence |
2 |
- |
1,8 |
|
Depressive
disorder NOS * |
2 |
|
1,8 |
|
Post traumatic stress
disorder |
- |
1 |
1,0 |
|
Bipolar disorder |
- |
1 |
1,0 |
|
Body dysmorphic disorder |
1 |
- |
0,9 |
|
Panic
disorder ** |
- |
0 |
0 |
|
Agoraphobia |
- |
0 |
0 |
|
Obsessive
compulsive disorder |
- |
0 |
0 |
a/n =114
b/n = 92 |
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*Severity ratings were obtained from a
nine point severity rating scale from the ADIS-IV. Severity rating s
from the ADIS-III-R were not obtained |
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**Disorders were derived during the
structured interview but were not a specific category of the ADIS |
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TABLE 3.
Means and standard deviations for questionnaire scores |
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The higher incidence of schizoid personality disorder revealed in our
sample suggests another dimension that may differentiate this group
of people from those in samples studied in anxiety disorder clinics.
Nevertheless, whether we are viewing different points on a single
continuum or qualitatively different clinical profiles remains a
question for future research.
The prevalence of dependent personality disorder in our sample was
more consistent with earlier studies of social phobics. The rate found
in this study was either higher or comparable to other findings
[Brooks et al., 1996; Emmanuel et al., 1993; Jansen et al., 1994;
Reich et al., 1989; Sanderson et al., 1990; Turner et al., 1989], with
thè exception of Alnaes and Torgersen [1988] who reported that 100% of
10 social phobics received a diagnosis of dependent personality
disorder,
Overall, patients in our sample exhibit differences on several
measures. However, it is important to acknowledge factors that may
limit the validitv of our findings. One is
that the smaller sample sizes of our
comparison studies mav effect the viability
of making comparisons across studies, due to the
differences in sarnple sizes. Another is that making comparisons
across studies with different diagnostic instruments may he
questionable. There is a lack of evidence for concurrent validity with
the SCID and the
MCMI, which may reduce the defensibility of
making comparisons between MCMI and SCID diagnoses. However, evidence
for adequate concurrent validity between these two instruments was
re-ported in a study using a sample prirnarily composed of social
phobics [Renneberg et al., 1992].
The use of the MCMI as a diagnostic tool may
also influence the results of this
study. It is arguable that the
MCMI over-diagnoses personality disorders, thereby explaining the
high incidence of avoidant and schizoid diagnoses found in this
sample. Although adequate concurrent validity with the
SCID would suggest otherwise, further study is clearly warranted to
under-stand whether and how much these differences are replicable
across Shyness Clinic samples versus other clinical settings.
Despite the overlap found between our sample
and samples of social phobics, the
comorbidity found in treatment-seeking shy individual
suggests certain characteristics that are not evident in samples of
social phobics. Future research is needed to examine the
extent of these differences, to focus on defining shyness treatment
samples, and to compare these results with shyness in non-clinical
settings. |
Measure
Beck depression inventorv |
M
(n)*
12.7 (114) |
SD
8.3 |
|
State-trait
anxietv inventory - state ** |
68.8 (111) |
26.8 |
|
State-trait
anxietv inventorv - trait ** |
88.2 (110) |
16.2 |
|
Coopersmith |
42.9
(113) |
20.6 |
|
Revised Buss
and Check shyness scale |
4.0
(105) |
.5 |
|
Personal feelings questionnaire -
shame |
2.0
(111) |
.8 |
|
Personal
feelings questionnaire - guilt |
1.9
(111)
|
0.8 |
**subjects numers vary because of differences in
earlier evaluations
b Percentiles |
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TABLE.
4,
Frequency of the axis I disorders in
chronically shy patients as measured by the
MCMI and the MMPF** |
|
Axis I disorder MCMI |
n (82) |
% |
MMPI |
n (107) |
% |
|
Dvsthvmia |
29 |
35,4 |
Anxiety disorder |
34 |
31,8 |
|
Generalyzed anxiety |
13 |
15,9 |
Dysthymia |
30 |
28,0 |
|
Alcohol abuse |
3 |
3,7 |
Substance abuse |
9 |
8,4 |
|
Substance abuse |
1 |
1,2 |
Schizophrenia |
8 |
7.5 |
|
Major depression |
1 |
1,2 |
Major affective disorder |
5 |
4,7 |
|
Schizophrenia |
1 |
1,2 |
Paranoid/delusional disorder |
3 |
2,8 |
|
Schizophreniform |
1 |
1,2 |
Major depression |
2 |
1,9 |
|
|
|
|
Thought disorder |
1 |
0.9 |
|
|
|
|
Somatoform disorder |
1 |
0.9 |
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**Subjects numer vary because of differences in earlier
evaluation |
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TABLE 5. Frequency of the
axis II disorders in chronically shy
patients as measured by the MCMI and the
MMPI** |
|
AXIS II
disorder clusters |
MCMI |
MMPI |
|
|
N
(82) |
% |
n (107) |
% |
|
Cluster A |
|
|
|
|
|
Paranoid |
0 |
0 |
5 |
4.7 |
|
Schizoid
|
29 |
35.4 |
11 |
10.3 |
|
Schizotypal |
7 |
8.5 |
0 |
0 |
|
Cluster B |
|
|
|
|
|
Histrionic
|
0 |
0 |
1 |
.9 |
|
Anti social |
3 |
3.7 |
1 |
.9 |
|
Narcissistic |
2 |
2.4 |
0 |
0 |
|
Borderline
|
2 |
2.4 |
1 |
.9 |
|
Cluster C |
|
|
|
|
|
Dependent
|
19 |
23.2 |
26 |
24.3 |
|
Avoidant |
55 |
67.1 |
— |
— |
|
Passive aggressive
|
9 |
11.0 |
16 |
15.0 |
|
Compulsive |
6 |
7,3 |
22 |
20.6 |
|
** **Subjects numer vary because of
differences in earlier evaluation |
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Philip G. Zimbardo
is an internationally recognized
scholar, educator, researcher and media personality, winning numerous
awards and honors in each of these domains. He has been a Stanford
University professor since 1968, having taught previously at Yale, NYU
and Columbia. Zimbardo's career is noted for giving psychology away to
the public through his popular PBS-TV series, Discovering Psychology,
along with many text and trade books, among his 300 publications. He
was recently president of the American Psychological Association.
http://www.zimbardo.it
Authorized publication
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